2017

Launched an actively managed ETF focused on the $1,000 par capital securities market


2014

Launched the first $25 par separately managed account program with a $1,000 par capital securities completion fund


2005

Launched the first $25 par separately managed account program for US domiciled high net worth investors


2003

Launched open-end preferred securities mutual fund domiciled in Ireland and distributed globally


2002

Introduced the first of six NYSE-listed closed-end funds managed as a sub-advisor for Nuveen Investments, Inc


2001

Launched the first open-end preferred securities mutual fund domiciled and distributed in the United States


2001

Acquired by Principal Financial Group


1987

Spectrum Asset Management is founded by Mark Lieb to specialize in the management of preferred and capital securities for institutional investors