2020

Launched an actively managed ETF focused on preferred and capital securities that generate tax advantaged dividend income

2019

Launched the first preferred and capital securities mutual fund domiciled and distributed in Taiwan

2017

Launched an actively managed ETF focused on the $1,000 par capital securities market

2014

Launched the first $25 par separately managed account program with a $1,000 par capital securities completion fund

2005

Launched the first $25 par separately managed account program for US domiciled high net worth investors

2003

Launched open-end preferred securities mutual fund domiciled in Ireland and distributed globally

2002

Introduced the first of six NYSE-listed closed-end funds managed as a sub-advisor for Nuveen Investments, Inc

2001

Launched the first open-end preferred securities mutual fund domiciled and distributed in the United States

2001

Acquired by Principal Financial Group

1987

Spectrum Asset Management is founded by Mark Lieb to specialize in the management of preferred and capital securities for institutional investors